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Brief on Finance for Small Business

Assessing Your Needs

Cash Flow Issues

Using Financial Ratios

The Product Life Cycle

Preparing a Strategy

Assessing Your Options

Borrowing from Financial Institutions

Other Sources of Funding

Glossary of Terms

Useful Contacts

 

Assessing Your Needs

 

Comprehensive financial analysis of your business will enable you to determine what it needs for survival and growth - whether extra funds, new management strategies or both.

 

Undertaken on a regular basis, comprehensive financial analysis can help you optimise the overall development of your business.  It enables you to recognise opportunities, head off problems and gain feedback about the effectiveness of your management decisions.

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Cash Flow Issues

 

A business can develop cash flow problems for various reasons, including:

  • not trading profitably;
  • growing too fast for internal accruals to finance growth;
  • increased working capital due to changed economic/competitive conditions. 

It is important to identify the reason for your cash flow problem and seek an appropriate solution, rather than just putting more money into your business.

 

What is the break-even point of your business?

 

When the sales revenue of your business equals the value of its obligations (both fixed and variable) it is at break-even point.  Below that point it is operating at a loss;  above, it is making a profit.

Look at your break-even analysis to see if you are trading profitably.  Even if your business is operating above break-even, it can experience cash flow problems if a time gap arises between its outgoings and its income.  You may have to pay your creditors more quickly than you can collect sales;  or money may be locked up in raw materials or unsold goods.  As a result, you may need to supplement the working capital of your business.

 

 

You can take preventative action to avoid cash flow problems if you use basic financial ratios to monitor your business, understand its cost structure and create cash flow budgets/forecasts.

 

Temporary cash flow problems can be managed by arranging appropriate short-term finance, eg:

  • to cover the contract period of a large export order;
  • to top up your working capital so you can fill an unforeseen surge in orders. 

Working capital and the cash cycle

 

A business earns money from the products and services it sells.  It then spends these earnings on acquiring the inputs to create further products and services.  The flow of cash varies at different points in the cycle.  First a business needs to invest cash to acquire inputs;  then it needs to sell its products and services to realise enough cash to cover the investment and make a return to the owners of the business.

 

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Using Financial Ratios

 

Financial ratios are valuable tools for understanding and monitoring the performance of your business.  They can help you manage more effectively by encouraging you to focus on operational aspects that are impacting financial performance.  Different financial ratios are used for different management purposes.  Some of the most common are shown here.

 

Profit margin:  a measure of the effectiveness of your marketing;  the ability of your business to earn a profit on every sale.

 

Asset turnover:  a measure of the operational effectiveness of your business;  how well assets are deployed to achieve sales.  Assets include plant, machinery, stock, raw materials and accounts receivable.

 

Financial leverage:  a measure of how effectively your business uses debt to boost return on equity or net assets.

 

 

Always interpret financial ratios in context - eg by comparing with historical records, business goals and strategies, industry norms and economic conditions:

  • Use data on your industry sector/major competitors as benchmarks.
  • Recognise the influence of your pricing strategy (eg cost leadership vs differentiation) on your profit margin and asset turnover ratios.
  • Allow for the strength/weakness of the economy. 

Regular analysis of financial ratios can reveal trends that indicate the need for management action:

  • A rise in receivable days may indicate that your customers are taking longer to pay.
  • An increasing trend in inventory days may indicate that inventory is piling up relative to sales - eg because sales have declined, or an expected shortage in raw materials has led you to overstock.
  • A decreasing profit margin may indicate that the balance of your sales mix has changed - eg you may be selling more lower margin products and fewer higher margin products.

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The Product Life Cycle

 

Understanding the four stages of the product life cycle can help you interpret changes in the financial ratios of your business.

 

Your business is likely to have an evolving portfolio of products, each at a different stage of the cycle.  Nonetheless this concept offers some useful guidance.

 

 

Stage

Typical effect on financial ratios

 

Start-up

  • Activity ratios are higher, current ratio is lower (inventory and receivables tend to be low).
  • Building up working capital is difficult (the business is "cash hungry").
  • Profitability, solvency and liquidity are low (profits and cash are low or negative).
  • Debt is high.

Growth

  • Cash flow problems are encountered (outgoings are based on higher future sales, while income is based on lower past sales).
  • Ratios based on sales income improve before those based on cash flows.
  • Activity ratios are weaker (rising investment in capacity).

Maturity

  • Ratios move towards industry norms.
  • Profit margins and turnover are higher.
  • Debt is lower, equity is higher (more funds are generated internally and are not required for expansion).

Decline

  • Cash flow is strong.
  • Some assets may be retired - returns on assets are at their highest.

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Preparing a Strategy

 

If after careful analysis you have decided to seek extra finance for your business, you need to:

  • draw up a detailed statement of the current financial status and needs of your business, showing how the extra funds will be used;
  • make a one-page summary;
  • prepare a cash flow budget/forecast;
  • gather together documents that support your statement and demonstrate the financial history and status of your business.

Pro forma cash flow budget/forecast

Month 1 Month 2 Month 3..
Cash inflow a a a
Sales receipts a a a
Other income a a a
Total cash inflow a a a
Cash outflow a a a
Purchase of raw materials a a a
Wages, salaries a a a
Travel a a a
Other expenses a a a
Total cash outflow a a a
Opening balance a a a
Net cash flow
(inflow minus outflow)
a a a
Closing balance a a a

 

To prove that your business represents a worthwhile investment, you will need to present your situation and strategic response as clearly and convincingly as possible.

 

Setting out the facts in this way will give you added confidence in your actions and decisions.  It also prepares you to identify and successfully target a potential investor.  Investors need to know how you will use the money that they are being asked to put into your business.

 

Typically, growth will require an increase in working capital and investment in fixed assets.  Working capital needs are usually met by an increase in short-term debt (eg an overdraft), while needs for investment in fixed assets are met by long-term debt and/or equity.

 

Short-term trading difficulties arising from changed economic conditions or from losing ground to competitors should be met by an appropriate strategic response - for example, by cutting costs, developing products or undertaking business development activities.  Funds can be sought specifically to carry out such strategic actions.

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Assessing Your Options

 

Financing Strategies

 

There are two basic types of finance:  debt and equity.  There are also a number of strategies to raise finance that go beyond these approaches, including:

  • product development:  include customers - or even large corporate competitors - in strategic alliances to source funds for product development;
  • sales growth:  include suppliers in an alliance to find new markets;
  • R&D:  investigate available Government grants and/or tax incentives;
  • borrowing;
  • taking in equity.

Debt or Equity Funding?

Debt and equity funding are each appropriate to different business needs and have very different implications.

 

Debt funding

Debt financing is appropriate when funds are required to finance a specific asset and you are confident that the cash flow in the business will allow you to service the loan.  Debt is useful to leverage returns from your business and helps multiply the return on your equity investment in the business. Generally, you should match the term of a debt to the expected life of the asset being financed.  Working capital should be financed by overdrafts or other short-term debt, while the purchase of fixed assets should be financed by appropriate term loans.

 

Before agreeing to lend money to your business, an investor or institution needs to be convinced that the business will be able to make interest payments on time and repay the capital on maturity.

 

Debt agreements cover such issues as the interest rate;  how interest is to be calculated;  the frequency of repayments;  and the term of the loan.  Other conditions in a debt agreement may include limitations on dividend payout ratio and the maintenance of current and other financial ratios.  If the agreement is breached the loan and interest may become payable in full immediately.